Investment Planning

We believe that before you make an investment decision, it’s important that we understand your current financial position as well as your investment expectations and future obligations. Backed by the resources of Wells Fargo Advisors Financial Network, we can analyze your financial situation and recommend potential ways that we may be able to improve it.  We do this by following the 4 steps listed below:

Step 1: Understanding you
First, we want to get to know you. We will have an in-depth conversation about your life. Then we will start to plan your wealth around your life, not around the markets. 

Step 2: Develop a plan
By incorporating your investment objectives, we will create a sound strategy built around your time horizon, risk tolerance and income needs.

Step 3: Implementing strategies
After reviewing your custom-tailored plans, we will implement your unique strategies and coordinate with your other professional advisors as needed.

Step 4: Review progress
As your personal situations and economic conditions change over time, we can help you make adjustments to the portfolio to help ensure you remain on track toward reaching your goals.


It is very important that our clients understand exactly how we are compensated and this will depend on your specific situation and what is appropriate for you. On certain types of transactions, we are paid through commissions.  Otherwise, we are compensated on a fixed percentage basis on certain assets under management.  Therefore, we have a vested interest in the growth of those assets. Fee-based programs are not designed for excessively traded or inactive accounts. You may review the Wells Fargo Advisors Financial Network advisory disclosure document for a full description of our services, including fees and expenses. During periods of lower trading activity, costs for commissions could be lower relative to advisory program fees.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies. 

Wells Fargo Advisor Financial Network is not a legal or tax advisor. 
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